Search for: "Jonathan Herbst (UK)"
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19 Dec 2023, 6:23 am
In our latest Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin, Georgia Karamani and Anita Edwards discuss the FCA’s recent consultation, CP23/27, on reforming the UK’s commodity derivatives regulatory framework. [read post]
9 Nov 2023, 6:19 am
In this latest Regulation Tomorrow Plus podcast (recorded on 2 November), Jonathan Herbst, Hannah Meakin and Anita Edwards discuss HMT’s proposals and the next steps for firms. [read post]
13 Oct 2023, 9:14 am
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the UK/EU MoU on regulatory cooperation in financial services, equivalence and the impact on market infrastructure. [read post]
25 Sep 2023, 8:57 am
In this Regulation Tomorrow Plus podcast, Jonathan Herbst, Hannah Meakin and Anita Edwards discuss the obligations that firms have under UK REMIT to record and retain communications relating to their trading in wholesale energy products, in light of a large fine issued to a firm last month by Ofgem, the energy regulator, for breaches of those obligations. [read post]
24 Aug 2023, 3:40 am
In the latest episode of our Split the difference podcast series, which explores divergence and convergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke, Anna Carrier and Catherine Pluck discuss Consolidated Tape in the EU and UK. [read post]
2 Aug 2023, 3:59 am
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin, Floortje Nagelkerke and Simon Lovegrove explore the regulatory approach to branches. [read post]
18 Jul 2023, 8:15 am
In our latest Regulation Tomorrow Plus podcast, Global Director of Financial Services Knowledge, Simon Lovegrove is joined by London financial services partners Jonathan Herbst and Hannah Meakin, who share their views on the key takeaways from the Chancellor’s recent Mansion House speech and the government’s response to the UK Investment Research Review. [read post]
14 Jun 2023, 4:34 am
In the latest in our podcast series, split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Hannah Meakin, Jonathan Herbst, Floortje Nagelkerke, Anna Carrier and Simon Lovegrove discuss the FCA’s recent Policy Statement on the UK equity secondary markets regime and how the new rules compare with the EU regime. [read post]
26 May 2023, 8:12 am
In this podcast Jonathan Herbst, Matthew Gregory and Simon Lovegrove discuss the pros and cons of the Memorandum of Understanding establishing a framework for financial services regulatory cooperation between the EU and the UK. [read post]
13 Feb 2023, 7:47 am
In the latest in our podcast series, Split the difference, which explores divergence between the EU and UK regulatory regimes in the markets space, Jonathan Herbst, Hannah Meakin and Anna Carrier discuss ESMA’s recent opinion on the trading venue perimeter and compare it to the FCA’s proposals in CP22/18. [read post]
3 Feb 2023, 4:46 am
In this podcast Jonathan Herbst is joined by Albert Weatherill and Hannah Meakin who provide their views on the key headlines including scope, authorisation, timing and process. [read post]
18 Jan 2023, 1:14 am
In our new podcast series, Split the difference, which explores divergence between the EU and UK regimes in the markets space, Jonathan Herbst, Hannah Meakin, Anna Carrier and Floortje Nagelkerke provide an overview of what we should be expecting and hoping to see in 2023. [read post]
20 Jul 2022, 11:25 am
Comment Jonathan Herbst: “Anyone who thought that post-Brexit there would be a period of inactivity needs to change their view. [read post]
25 May 2022, 10:51 am
The podcast is hosted by Simon Lovegrove and features the following international partners: Jonathan Herbst (UK) Tom Delaney and Kim Caine (United States) Manfred Dietrich (Luxembourg) Wilson Ang (Singapore) The Regulation Around the World podcast is available to stream and download on Apple Podcasts, iTunes, Spotify and Soundcloud. [read post]
8 Mar 2022, 10:38 am
In the first instalment of our ‘Governance: Financial Crime series’, Jonathan Herbst and Haney Saadah consider market conduct issues in light of the developments in Ukraine and the UK’s Economic Crime Bill. [read post]
24 Feb 2022, 3:40 am
We have also published a short video in which Jonathan Herbst provides some high level thoughts on some of the systems and controls issues firms should be thinking about. [read post]
14 Dec 2021, 7:09 am
In this episode, Jonathan Herbst and Matthew Gregory examine various aspects of the Future Regulatory Framework Review including the proposals around regulator relationships with Parliament and Treasury and also new regulatory objectives. [read post]
25 Nov 2021, 3:54 am
In this episode of RT Plus, Jonathan Herbst (Global Head of Financial Services) and Anna Carrier (Senior Government and Regulatory Affairs Advisor) discuss various aspects of the bonds and derivatives regime that are currently under review, including pre and post trade transparency and potential changes to the derivatives trading obligation. [read post]
11 Nov 2021, 6:22 am
In this episode of RT Plus, Jonathan Herbst, Hannah Meakin and Jochen Vester discuss the application of the IFPR regime to commodities firms at a macro level, the relevance of any transitional provisions, the position on concentration risk and any pitfalls that market players should be aware of. [read post]
14 Oct 2021, 7:43 am
In this episode, Jonathan Herbst and Anna Carrier discuss the Treasury and Commission proposals on their respective regimes, examining pre-trade transparency, consolidated tape and the share trading obligation. [read post]
